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Introduction and Commission Structure

Instructor for this course
  Course Overview CPE
Course Syllabus
INTRODUCTION AND OVERVIEW
  9:52PREVIEW: Introduction and Commission Structure
Securities Acts
  Securities Act of 1933 Forms6:27
  Securities Act of 1934 Forms7:22
Regulations and Deadlines
  Principal Regulations, Rules and Interpretations7:39
  Filer Designations and Reporting Deadlines5:53
Forms 10-K and 10-Q
  Form 10-K Parts 1 and 210:44
  Form 10-K Parts 3 and 48:29
  Form 10-Q9:41
Form 8-K
  Form 8-K Sections 1-47:48
  Form 8-K Sections 5-99:33
Continuous Play
  Overview of SEC Compliance & Reporting for Public Companies1:26:54
SUPPORTING MATERIALS
  Slides: SEC Compliance & Reporting for Public CompaniesPDF
  SEC Compliance & Reporting for Public Companies Glossary/IndexPDF
REVIEW & TEST
  REVIEW QUESTIONSquiz
 FINAL EXAMexam