This course provides an overview of key SEC regulations that accountants should be familiar with. This includes a discussion of the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as specific Regulations including Regulation S-X, Regulation S-K, and Regulation FD.

This course also provides some examples of how companies may be in violation of certain of these Regulations. Finally, this course concludes with a discussion of some of the key requirements of the Sarbanes-Oxley Act which seeks to enhance corporate transparency, accountability, and governance practices.

Learning Objectives
  • Identify key requirements related to the Securities Act of 1933 and Securities Exchange Act of 1934.
  • Recognize specific requirements included in Regulations S-X, S-K, and FD.
  • Discover and distinguish between requirements included in Regulation S-X and S-K.
  • Recognize key requirements of the Sarbanes Oxley Act of 2002.
Last updated/reviewed: March 27, 2024
2 Reviews (9 ratings)

Reviews

5
Anonymous Author
I really enjoyed this course. It was an interesting historcial review of various pieces of legislation that impact accountants.
5
Anonymous Author
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Prerequisites
Course Complexity: Foundational
No advanced preparation or prerequisites are required for this course.
Education Provider Information
Company: Illumeo, Inc., 75 East Santa Clara St., Suite 1215, San Jose, CA 95113
Contact: For more information regarding this course, including complaint and cancellation policies, please contact our offices at (408) 400- 3993 or send an e-mail to .
Course Questions and Answers1 Question
There are no questions.         Answers to Frequently Asked Questions (FAQs)
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Anonymous
() | Mar 20, 2024

easy to pass

Instructor for this course
  Course Overview CPE
Course Syllabus
COURSE MATERIAL
  Key SEC Regulations Accountants Should Know About (Text Based Course)PDF
REVIEW AND TEST
  REVIEW QUESTIONSquiz
 FINAL EXAMexam