This course provides a comprehensive introduction to SEC Form 10-K, highlighting its critical role in financial reporting for public companies. We’ll address the purpose of the form as well as the key regulatory requirements and compliance aspects, including specific filing deadlines and the potential consequences of non-compliance. This course emphasizes the significance of Form 10-K for investors and stakeholders, showcasing how it serves as a vital tool for informed decision-making.
This course is a part of Form 10-K Series Courses. The other courses of this series are:
- Form 10-K Series - Introduction to SEC Form 10-K Requirements (Text Based Course)
- Form 10-K Series - Detailed Analysis of the Financial Statements Section (Text Based Course)
- Form 10-K Series - Management’s Discussion and Analysis (MD&A) (Text Based Course)
- Form 10-K Series - Risk Factors, Controls, and Corporate Governance Disclosures) (Text Based Course)
NOTE: There is a 4 CPE Credit Hours combined course also available:
The Essential Guide to SEC Form 10-K - Compliance, Disclosures, and Best Practices (Text Based Course)
Learning Objectives
- Identify the key components of SEC Form 10-K and their relevance to financial reporting.
- Recognize the regulatory requirements and compliance aspects associated with filing Form 10-K.
- Discover and distinguish between the filing deadlines for Form 10-K and the consequences of non-compliance.
- Recognize the significance of Form 10-K for investors and stakeholders.
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Prerequisites
No advanced preparation or prerequisites are required for this course.