Sarbanes-Oxley (SOX) - Top Down Risk Assessment Part 1

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CPA
2 CPE
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2 Hours
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2 CPE
CGFM
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2 CPE
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2 CPE

Certified Public Accountant

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Chartered Accountant (IES8 CPD)

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Certified Fraud Examiner

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Certified Government Financial Manager

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Audit Documentation Preparation And Review Techniques And Tools
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Yellow Book

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Certification in Risk Management Assurance

Continuing Education Credit:
2 CPE Credit
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Control theory and application
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Self-Study
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Online
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Basic
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Recognized CPE provider, authorized by the Institute of Internal Auditors for use in the Certified Risk Management Assurance (CRMA) CPE program.
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Instructor for this course
  Course Overview CPE
Course Syllabus
INTRODUCTION and OVERVIEW
  Introduction to Sarbanes-Oxley (SOX): Preparing for a Top Down Risk Assessment Part 19:33
Preparing for a Top Down Risk Assessment
  Critical Components of Top Down Assessment 9:47
  Types of Entity Controls 14:34
  Assertions 6:23
  Significant Accounts 9:49
  Information Technology 3:08
  COSO Principles 11:33
  Scoring and Rating 15:24
CONCLUSION
  Course Summary 3:43
Continuous Play
  SOX- Preparing for a Top Down Accounting Risk Assessment-Part 11:23:53
SUPPORTING MATERIALS
  Slides: Preparing for a Top Down Risk Assessment Part 1PDF
  Preparing for a Top Down Risk Assessment Part 1Glossary/IndexPDF
REVIEW and TEST
  REVIEW QUESTIONSquiz
 FINAL EXAMexam